Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Man Fund Management UK Limited
FRN 185916
- [FCA CF] Manager of certification employee (since 16 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 16 Oct 2023)
- CF1 Director (6 Dec 2019 to 8 Dec 2019)
- CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
- CF11 Money Laundering Reporting (14 Aug 2009 to 28 Oct 2010)
- CF10 Compliance Oversight (14 Aug 2009 to 26 Sep 2016)
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AHL Partners LLP
FRN 593791
- [FCA CF] Manager of certification employee (since 16 Oct 2023)
- SMF27 Partner (9 Dec 2019 to 16 Oct 2023)
- CF4 Partner (6 Dec 2019 to 8 Dec 2019)
- CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
- CF10 Compliance Oversight (15 Mar 2013 to 26 Sep 2016)
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Man Global Private Markets (UK) Limited
FRN 646952
- [FCA CF] Manager of certification employee (since 18 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (6 Dec 2019 to 8 Dec 2019)
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Man Solutions Limited
FRN 185637
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
- SMF3 Executive Director (25 Sep 2021 to 1 Sep 2023)
- CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
- CF1 Director (4 Jul 2016 to 28 May 2019)
- CF11 Money Laundering Reporting (16 Jun 2011 to 5 Sep 2011)
- CF10 Compliance Oversight (14 Aug 2009 to 26 Sep 2016)
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GLG Partners LP
FRN 186093
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
- SMF27 Partner (9 Dec 2019 to 1 Sep 2023)
- CF4 Partner (6 Dec 2019 to 8 Dec 2019)
- CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
- CF11 Money Laundering Reporting (17 Feb 2009 to 27 Oct 2010)
- CF10 Compliance Oversight (5 Feb 2009 to 26 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.