Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 18 Nov 2021)
    • [FCA CF] Client dealing (15 Nov 2016 to 23 Mar 2020)
    • CF30 Customer (15 Jul 2011 to 6 Mar 2016)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF27 Investment Management (31 May 2005 to 30 Mar 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 19 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.