Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 18 Nov 2021)
- [FCA CF] Client dealing (15 Nov 2016 to 23 Mar 2020)
- CF30 Customer (15 Jul 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)
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- CF27 Investment Management (31 May 2005 to 30 Mar 2007)
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- CF27 Investment Management (1 Dec 2001 to 19 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.