Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Shires

    IRN NXS00208

    • SMF3 Executive Director (since 2 Oct 2025)
  • Nicola Karina Christina Horlick

    IRN NKH01003

    • CF27 Investment Management (1 Dec 2001 to 30 Jul 2003)
    • CF3 Chief Executive (1 Dec 2001 to 21 May 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2002)
    • CF1 Director (1 Dec 2001 to 30 Jul 2003)
  • Nishit Shah

    IRN NXS01130

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (20 Jun 2007 to 31 Oct 2007)
  • Patrick Kidney

    IRN PXK01327

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Sep 2011 to 8 Dec 2019)
  • Paul Howard Rayner

    IRN PHR01015

    • CF27 Investment Management (1 Dec 2001 to 26 Jun 2005)
  • Paul James Collins

    IRN PJC01232

    • CF26 Customer Trading (23 Jan 2004 to 27 Oct 2006)
    • CF27 Investment Management (3 Dec 2003 to 23 Jan 2004)
  • Paul Whiffin

    IRN PXW01223

    • CF11 Money Laundering Reporting (6 Feb 2003 to 5 Jun 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 21 Sep 2004)
  • Peter Geoffrey Seabrook

    IRN PGS01039

    • CF1 Director (1 Dec 2001 to 8 Apr 2002)
    • CF27 Investment Management (1 Dec 2001 to 8 Apr 2002)
  • Philip Byrne

    IRN PXB01805

    • CF30 Customer (5 Oct 2010 to 10 Jan 2017)
  • Philip Christopher Wallace

    IRN PCW01049

    • CF11 Money Laundering Reporting (25 Nov 2010 to 20 Jun 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.