Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Nov 2006 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (3 Dec 2013 to 6 Mar 2016)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF26 Customer Trading (23 Jan 2004 to 27 Oct 2006)
    • CF27 Investment Management (3 Dec 2003 to 23 Jan 2004)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF26 Customer Trading (23 Jan 2004 to 27 Oct 2006)
    • CF27 Investment Management (3 Dec 2003 to 23 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.