Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 3 Feb 2022)
- CF10a CASS Oversight function (11 Nov 2011 to 8 Dec 2019)
- CF1 Director (19 Aug 2011 to 17 Apr 2013)
- CF28 Systems and controls (19 Aug 2011 to 17 Apr 2013)
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- CF1 Director (1 Dec 2001 to 3 Apr 2009)
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- CF1 Director (1 Dec 2001 to 3 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.