M & G Securities Limited

Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
    Web
    https://www.mandg.co.uk

  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neal John Brooks

    IRN NJB01302

    • [FCA CF] Manager of certification employee (1 Oct 2021 to 21 Mar 2025)
    • SMF1 Chief Executive (19 May 2021 to 25 Oct 2022)
    • SMF3 Executive Director (19 May 2021 to 1 Jul 2025)
  • Neil Michael Donnelly

    IRN NMD01060

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (9 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
  • Neil Richard Godfrey

    IRN NRG01042

    • [FCA CF] Client dealing (since 2 Jul 2025)
    • [FCA CF] Significant management (since 2 Jul 2025)
    • [FCA CF] Manager of certification employee (since 2 Jul 2025)
  • Neil Upson

    IRN NXU00010

    • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 29 Jul 2024)
  • Nicholas Ranson

    IRN NXR00106

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 1 Jan 2023)
    • [FCA CF] Significant management (7 Jul 2020 to 1 Jan 2023)
  • Nick McMorran

    IRN NXM00550

    • [FCA CF] Significant management (since 25 Sep 2023)
  • Nicola Wales

    IRN NXW00150

    • [FCA CF] Manager of certification employee (27 May 2021 to 15 Nov 2022)
  • Nigel Roderick Booth

    IRN NRB01025

    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Jun 2023)
  • Paul James Faragher

    IRN PJF01151

    • [FCA CF] Client dealing (since 5 May 2021)
  • Paula Smith

    IRN PXS00717

    • [FCA CF] Significant management (4 Sep 2023 to 18 Sep 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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