Paula Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Culligan Water Limited (no longer approved here)
FRN 621812
- SMF29 Limited scope function (limited scope SMCR firms only) (24 Apr 2025 to 13 Feb 2026)
CULLIGAN (UK) LIMITED (no longer approved here)
FRN 711989
- SMF29 Limited scope function (limited scope SMCR firms only) (24 Apr 2025 to 13 Feb 2026)
Norfolk Water Limited (no longer approved here)
FRN 722823
- SMF29 Limited scope function (limited scope SMCR firms only) (24 Apr 2025 to 13 Feb 2026)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Significant management (4 Sep 2023 to 29 Nov 2024)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- [FCA CF] Significant management (4 Sep 2023 to 18 Sep 2024)
M & G Securities Limited (no longer approved here)
FRN 122057
- [FCA CF] Significant management (4 Sep 2023 to 18 Sep 2024)
M & G Financial Services Limited (no longer approved here)
FRN 122058
- [FCA CF] Significant management (4 Sep 2023 to 18 Sep 2024)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- [FCA CF] Significant management (4 Sep 2023 to 29 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.