Neil Michael Donnelly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF16 Compliance Oversight (27 Dec 2020 to 5 Feb 2021)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (9 Jun 2017 to 1 Nov 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (9 Jun 2017 to 1 Nov 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (9 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (9 Jun 2017 to 3 Jul 2017)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.