Neil Richard Godfrey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • SMF18 Other Overall Responsibility (since 10 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jul 2025)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Significant management (since 2 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jul 2025)
    • [FCA CF] Manager of certification employee (since 2 Jul 2025)
  • M & G Securities Limited

    FRN 122057

    • [FCA CF] Significant management (since 2 Jul 2025)
    • [FCA CF] Manager of certification employee (since 2 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jul 2025)
  • M & G Financial Services Limited

    FRN 122058

    • [FCA CF] Significant management (since 2 Jul 2025)
    • [FCA CF] Manager of certification employee (since 2 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jul 2025)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • SMF18 Other Overall Responsibility (16 Jan 2024 to 5 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Jan 2024)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF18 Other Overall Responsibility (16 Jan 2024 to 5 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Jan 2024)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (27 Oct 2009 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF18 Other Overall Responsibility (1 May 2023 to 5 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2023)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF18 Other Overall Responsibility (1 May 2023 to 5 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (1 Nov 2007 to 2 Feb 2009)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.