M & G Securities Limited

Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
    Web
    https://www.mandg.co.uk

  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Wozniak

    IRN PXW00200

    • [FCA CF] Client dealing (31 Dec 2020 to 6 May 2022)
  • Philip Charles Wagstaff

    IRN PCW01043

    • CF1 Director (1 Dec 2001 to 10 Jun 2004)
  • Philip Robert Jelfs

    IRN PRJ01061

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Aug 2013 to 8 Dec 2019)
  • Rebecca Broadbent

    IRN RXB00376

    • [FCA CF] Client dealing (since 9 Nov 2020)
  • Riaan De Bruyn

    IRN RXD00358

    • [FCA CF] Manager of certification employee (29 Nov 2022 to 1 Mar 2023)
    • [FCA CF] Significant management (29 Nov 2022 to 1 Jan 2024)
  • Richard Andrew Ryan

    IRN RAR01053

    • [FCA CF] Material risk taker (2 Feb 2023 to 1 Mar 2024)
  • Richard Caldicott

    IRN RXC00294

    • [FCA CF] Significant management (13 Jul 2020 to 30 Jun 2022)
  • Richard Halle

    IRN RXH01244

    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Richard John Godfrey

    IRN RJG01090

    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Significant management (since 1 Mar 2024)
  • Richard John Woolnough

    IRN RJW01133

    • [FCA CF] Material risk taker (since 2 Feb 2023)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.