Richard John Godfrey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Significant management (since 1 Mar 2024)
  • M & G Securities Limited

    FRN 122057

    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Significant management (since 1 Mar 2024)
  • M & G Financial Services Limited

    FRN 122058

    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Significant management (since 1 Mar 2024)
  • M&G Investment Management Limited

    FRN 119328

    • SMF24 Chief Operations (since 17 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (13 Sep 2021 to 21 Jun 2023)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 10 Jan 2023)
    • [PRA CF] Managing a material risk taker (14 Jul 2020 to 18 Jan 2023)
    • SMF7 Group Entity Senior Manager (11 Mar 2019 to 1 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2016 to 21 Jun 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (13 Sep 2021 to 21 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 21 Jun 2023)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 10 Jan 2023)
    • [PRA CF] Managing a material risk taker (14 Jul 2020 to 18 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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