M & G Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paula Smith
IRN PXS00717
- [FCA CF] Significant management (4 Sep 2023 to 18 Sep 2024)
Philip Charles Wagstaff
IRN PCW01043
- CF1 Director (1 Dec 2001 to 10 Jun 2004)
Philip Robert Jelfs
IRN PRJ01061
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Aug 2013 to 8 Dec 2019)
Richard John Godfrey
IRN RJG01090
- [FCA CF] Manager of certification employee (since 1 Dec 2024)
- [FCA CF] Significant management (since 1 Mar 2024)
Roddy Andrew James Thomson
IRN RAT01061
- [FCA CF] Significant management (16 Jul 2020 to 30 Apr 2021)
Sean Andrew Fitzgerald
IRN SAF01129
- [FCA CF] Significant management (1 Jul 2020 to 1 Jan 2025)
- SMF3 Executive Director (16 Mar 2020 to 13 Jan 2025)
Stephen Terence Mohan
IRN STM01036
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Dec 2002)
Tim Page
IRN TFP01007
- SMF16 Compliance Oversight (since 22 Sep 2025)
Valeria Locatelli
IRN VXL01173
- [FCA CF] Significant management (15 Feb 2020 to 14 Jul 2020)
William John Nott
IRN WJN01011
- CF8 Apportionment and Oversight (1 Jun 2006 to 31 Oct 2007)
- CF3 Chief Executive (1 Jun 2006 to 17 Dec 2017)
- CF1 Director (27 Mar 2006 to 17 Dec 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.