LWM10 LTD

Date authorised
1 April 2013
Companies House
05933022
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404
    Web
    http://www.lakesidefs.co.uk

  • Complaints Contact

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Polly Ker

    IRN PXK22080

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Oct 2022)
    • CF1 Director (AR) (18 Oct 2019 to 8 Nov 2022)
  • Raymond Hibbert

    IRN RXH00045

    • CF1 Director (14 Nov 2006 to 15 Nov 2017)
  • Richard Baden Baxter

    IRN RBB01020

    • CF30 Customer (30 Oct 2014 to 11 Sep 2018)
  • Roxanne Dee Rodger

    IRN RXR25561

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (since 27 Jan 2023)
    • CF1 Director (AR) (since 21 Feb 2020)
  • Ryan Coulson

    IRN RXC00592

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 29 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • Sara Swirles

    IRN SXS00463

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
  • Stephen James Swirles

    IRN SJS00051

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • CF30 Customer (since 5 Jun 2019)
  • Stephen John Parkin

    IRN SXP00081

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Feb 2024)
    • CF1 Director (AR) (14 Nov 2019 to 12 Aug 2024)
  • Steven Bates

    IRN SPB00068

    • CF30 Customer (20 Jan 2010 to 23 Jun 2017)
  • Wendy Moffatt

    IRN WXM00072

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.