Polly Ker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEYSTONE FINANCIAL LIMITED

    FRN 501917

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • LWM10 LTD (no longer approved here)

    FRN 458204

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2022)
    • CF1 Director (AR) (18 Oct 2019 to 8 Nov 2022)
  • Your Perfect Financial Solution Ltd. (no longer approved here)

    FRN 912607

    • Employed By (18 Oct 2019 to 8 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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