Stephen John Parkin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LWM10 LTD (no longer approved here)

    FRN 458204

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Feb 2024)
    • CF1 Director (AR) (14 Nov 2019 to 12 Aug 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (29 Sep 2011 to 28 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (4 Dec 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.