Lumyna Investments Limited

• Principal Place of Business

  Lumyna Investments Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402039970103

  Web

  https://www.lumyna.com

• Complaints Contact

  Lumyna Investments Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402039970103

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Andrew Kent

  IRN JAK01061

  • [FCA CF] Material risk taker (since 1 Feb 2021)
• Julia Martina Mary Watchorn

  IRN JMW01308

  • CF10 Compliance Oversight (21 Jul 2014 to 14 Apr 2016)
  • CF11 Money Laundering Reporting (21 Jul 2014 to 14 Apr 2016)
• Jurgen Willi Frietsch

  IRN JWF01075

  • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
  • CF1 Director (13 Feb 2019 to 12 Nov 2019)
• Karl Heinrich Ferdinand Fuehrer

  IRN KHF01008

  • CF30 Customer (21 Jul 2014 to 24 Mar 2015)
• Kevin Ka Ki Shek

  IRN KXS01778

  • [FCA CF] Manager of certification employee (14 Jun 2023 to 6 Oct 2023)
  • [FCA CF] Client dealing (1 Feb 2021 to 6 Oct 2023)
  • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
• Konstantina Founta

  IRN KXF01225

  • CF30 Customer (19 Aug 2015 to 2 Oct 2015)
• Krishna Poopalarajah

  IRN KXP01363

  • CF30 Customer (21 Jul 2014 to 22 Apr 2016)
• Lesley Kumar

  IRN LNK01004

  • CF10 Compliance Oversight (11 May 2016 to 3 Mar 2017)
• Mahesh Nair

  IRN MXN00126

  • [FCA CF] Material risk taker (since 1 Feb 2021)
• Manfred Christian Joachim Dietrich Schraepler

  IRN MCS01124

  • CF30 Customer (7 Nov 2014 to 21 Dec 2015)

No changes recorded yet.