Lesley Kumar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

G.H. FINANCIALS LIMITED
FRN 161807
- [FCA CF] Material risk taker (since 28 Sep 2023)
BERNSTEIN AUTONOMOUS LLP
FRN 500498
- SMF10 Chair of the Risk Committee (since 19 Oct 2021)
Lumyna Investments Limited (no longer approved here)
FRN 613481
- CF10 Compliance Oversight (11 May 2016 to 3 Mar 2017)
Bank of America, N.A. (no longer approved here)
FRN 124642
- SMF16 Compliance Oversight (7 Mar 2016 to 3 Mar 2017)
- CF10 Compliance Oversight (1 Oct 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.