Lumyna Investments Limited

• Principal Place of Business

  Lumyna Investments Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402039970103

  Web

  https://www.lumyna.com

• Complaints Contact

  Lumyna Investments Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402039970103

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Flanagan

  IRN MXF01994

  • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
• Massimiliand Nicola Ottochian

  IRN MNO01006

  • Director of firm who is not a certification employee or a SMF manager (since 14 Oct 2024)
• Miriam Anne Muller

  IRN MAM01283

  • CF30 Customer (21 Jul 2014 to 28 Jul 2015)
• Nesrine Holmes

  IRN NXJ01201

  • CF30 Customer (19 Mar 2015 to 8 Dec 2019)
• Patrick Daniel Schegin

  IRN PDS01107

  • CF30 Customer (21 Jul 2014 to 11 Apr 2017)
  • CF3 Chief Executive (21 Jul 2014 to 11 Apr 2017)
  • CF29 Significant management (21 Jul 2014 to 11 Apr 2017)
  • CF1 Director (21 Jul 2014 to 11 Apr 2017)
• Paul Antony Holmes

  IRN PAH01178

  • SMF3 Executive Director (since 1 Mar 2024)
  • [FCA CF] Manager of certification employee (since 1 Feb 2021)
  • [FCA CF] Material risk taker (since 1 Feb 2021)
  • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
• Peter Ludomir Hay Dale

  IRN PXD00347

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Sep 2025)
  • SMF16 Compliance Oversight (since 4 Sep 2025)
• Philippe Pascal Lopategui

  IRN PXL01131

  • [FCA CF] Manager of certification employee (since 14 Jun 2023)
  • [FCA CF] Significant management (since 1 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (26 Nov 2018 to 8 Dec 2019)
  • CF3 Chief Executive (10 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
  • CF29 Significant management (21 Jul 2014 to 11 Apr 2017)
• Prathamesh Deshpande

  IRN PXD00390

  • [FCA CF] Client dealing (since 3 Jul 2024)
• Rajan Venugopal

  IRN RXV00115

  • [FCA CF] Material risk taker (since 27 Feb 2024)

No changes recorded yet.