Paul Antony Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lumyna Investments Limited
FRN 613481
- SMF3 Executive Director (since 1 Mar 2024)
- [FCA CF] Manager of certification employee (since 1 Feb 2021)
- [FCA CF] Material risk taker (since 1 Feb 2021)
- CF30 Customer (21 Jul 2014 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF27 Investment Management (30 Jan 2003 to 5 Jan 2005)
- CF22 Investment Adviser (Trainee) (8 May 2002 to 30 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.