Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (21 Jul 2014 to 11 Apr 2017)
- CF30 Customer (21 Jul 2014 to 11 Apr 2017)
- CF3 Chief Executive (21 Jul 2014 to 11 Apr 2017)
- CF29 Significant management (21 Jul 2014 to 11 Apr 2017)
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- CF30 Customer (18 Oct 2011 to 14 Jun 2013)
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- CF30 Customer (17 Dec 2009 to 19 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.