Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumyna Investments Limited (no longer approved here)

    FRN 613481

    • CF1 Director (21 Jul 2014 to 11 Apr 2017)
    • CF30 Customer (21 Jul 2014 to 11 Apr 2017)
    • CF3 Chief Executive (21 Jul 2014 to 11 Apr 2017)
    • CF29 Significant management (21 Jul 2014 to 11 Apr 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Oct 2011 to 14 Jun 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (17 Dec 2009 to 19 Aug 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.