Philippe Pascal Lopategui

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumyna Investments Limited

    FRN 613481

    • [FCA CF] Manager of certification employee (since 14 Jun 2023)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Nov 2018 to 8 Dec 2019)
    • CF3 Chief Executive (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
    • CF29 Significant management (21 Jul 2014 to 11 Apr 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Jan 2011 to 5 Jul 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 30 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.