Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Queens Gate Capital Advisors Limited (no longer approved here)

    FRN 705617

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Lumyna Investments Limited (no longer approved here)

    FRN 613481

    • CF30 Customer (21 Jul 2014 to 24 Mar 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (22 Apr 2013 to 24 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.