LPFI Limited

• Principal Place of Business

  4th Floor

  9 Haymarket Square

  Edinburgh

  EH3 8RY

  UNITED KINGDOM

  Phone

  +4403339961900

  Web

  https://www.lpf.org.uk/about/lpfi

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Stephen Vallery

  IRN DSV01003

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • SMF3 Executive Director (since 9 Nov 2021)
  • SMF1 Chief Executive (since 9 Nov 2021)
• Denise Marie-Reine Le Gal

  IRN DML01139

  • SMF9 Chair of the Governing Body (since 6 Mar 2026)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Jun 2025)
• Douglas Nicol Heron

  IRN DNH01045

  • SMF3 Executive Director (9 Dec 2019 to 2 Aug 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 2 Aug 2021)
  • CF3 Chief Executive (9 Apr 2019 to 8 Dec 2019)
  • CF1 Director (9 Apr 2019 to 8 Dec 2019)
• Emmanuel Philippe Georges Bocquet

  IRN EPB01018

  • SMF3 Executive Director (since 11 Mar 2024)
  • [FCA CF] Material risk taker (since 13 Nov 2023)
  • [FCA CF] Client dealing (since 13 Nov 2023)
  • [FCA CF] Significant management (since 13 Nov 2023)
  • [FCA CF] Manager of certification employee (13 Nov 2023 to 11 Mar 2024)
• Gillian Allan MacLeod de Candole

  IRN GAS01072

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 1 Sep 2020)
• Helen Janet Honeyman

  IRN HXH00071

  • [FCA CF] Material risk taker (1 Oct 2023 to 12 Sep 2025)
  • [FCA CF] Significant management (27 Jan 2020 to 12 Sep 2025)
• Hugh Dunn

  IRN HXD01310

  • SMF9 Chair of the Governing Body (6 Mar 2020 to 29 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
  • CF1 Director (24 Jun 2016 to 8 Dec 2019)
• Ian David Wagstaff

  IRN IDW01023

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• James William Brooks

  IRN JWB01192

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 15 Aug 2022)
• Jane Patricia Mary McKeown

  IRN JXM01416

  • [FCA CF] Significant management (since 1 Jul 2025)
  • [FCA CF] Significant management (26 Jun 2023 to 30 Apr 2024)

No changes recorded yet.