Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LPFI Limited

    FRN 741954

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF27 Investment Management (19 Nov 2004 to 31 Oct 2007)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF27 Investment Management (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.