LPFI Limited

• Principal Place of Business

  4th Floor

  9 Haymarket Square

  Edinburgh

  EH3 8RY

  UNITED KINGDOM

  Phone

  +4403339961900

  Web

  https://www.lpf.org.uk/about/lpfi

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Campbell Sievewright

  IRN AXS00301

  • SMF3 Executive Director (since 18 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Significant management (since 19 Jun 2023)
  • [FCA CF] Manager of certification employee (26 Jun 2023 to 18 Mar 2024)
• Alan Frank Bridges

  IRN AFB01030

  • CF30 Customer (24 Jun 2016 to 24 Mar 2017)
• Albert Serchong Chen

  IRN ASC01133

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 3 Jun 2024)
  • CF30 Customer (5 May 2017 to 8 Dec 2019)
• Andrew Imrie

  IRN AXI01399

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• Andrew Paul Marchant

  IRN APM00071

  • Director of firm who is not a certification employee or a SMF manager (since 22 Jan 2021)
• Anne Mitchell

  IRN AXM00694

  • [FCA CF] Significant management (since 9 Dec 2019)
• Barry MacLennan

  IRN BXM01178

  • [FCA CF] Material risk taker (since 20 Oct 2025)
  • [FCA CF] Significant management (since 20 Oct 2025)
  • [FCA CF] Manager of certification employee (since 20 Oct 2025)
• Carol Anne Stewart Campbell

  IRN CXC00797

  • [FCA CF] Significant management (1 May 2024 to 30 Jun 2025)
• Clare Scott

  IRN CXS01354

  • CF30 Customer (19 Jun 2018 to 26 Dec 2018)
  • CF3 Chief Executive (24 Jun 2016 to 26 Dec 2018)
  • CF1 Director (24 Jun 2016 to 26 Dec 2018)
• David James Hickey

  IRN DJH01320

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)

No changes recorded yet.