LPFI Limited

• Principal Place of Business

  4th Floor

  9 Haymarket Square

  Edinburgh

  EH3 8RY

  UNITED KINGDOM

  Phone

  +4403339961900

  Web

  https://www.lpf.org.uk/about/lpfi

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Harry Koumides

  IRN JXK00352

  • [FCA CF] Significant management (since 7 Jul 2025)
  • [FCA CF] Significant management (5 Jan 2022 to 18 Oct 2024)
• Jeffrey Keith Saunders

  IRN JKS01025

  • [FCA CF] Material risk taker (1 Oct 2023 to 31 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• John Melrose Burns

  IRN JMB01527

  • SMF3 Executive Director (9 Dec 2019 to 31 May 2023)
  • CF1 Director (24 Jun 2016 to 8 Dec 2019)
• Karlynn Sokoluk

  IRN KXS00512

  • [FCA CF] Material risk taker (1 Oct 2023 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Dec 2022 to 30 Sep 2024)
  • [FCA CF] Significant management (1 Dec 2022 to 30 Sep 2024)
• Kenneth Stephen McMillan

  IRN KSM01077

  • [FCA CF] Material risk taker (since 25 Nov 2024)
  • [FCA CF] Client dealing (since 25 Nov 2024)
• Kerry Johan Thirkell

  IRN KXT13996

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • SMF16 Compliance Oversight (since 18 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
  • SMF3 Executive Director (since 18 Oct 2022)
• Kimberley Anne Russell

  IRN KXR00334

  • [FCA CF] Significant management (since 5 Feb 2024)
• Laura Rowe Weir Forsyth

  IRN LXF00258

  • [FCA CF] Significant management (1 Oct 2024 to 6 Jul 2025)
• Linlin Zhou

  IRN LXZ00044

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Lisa Jean Pollock

  IRN LXP00161

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.