Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LPFI Limited (no longer approved here)

    FRN 741954

    • [FCA CF] Material risk taker (1 Oct 2023 to 31 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF1 Director (1 Dec 2001 to 31 Oct 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.