LPFI Limited

• Principal Place of Business

  4th Floor

  9 Haymarket Square

  Edinburgh

  EH3 8RY

  UNITED KINGDOM

  Phone

  +4403339961900

  Web

  https://www.lpf.org.uk/about/lpfi

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Dobbie

  IRN MXD26890

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 22 Aug 2022)
• Michael Joseph Hughes

  IRN MXH00912

  • [FCA CF] Significant management (18 Jul 2022 to 26 Jun 2023)
• Nicola Marie Barrett

  IRN NXB16666

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
• Richard Lawrence Ian Lloyd-Bithell

  IRN RXL00431

  • Director of firm who is not a certification employee or a SMF manager (since 9 Sep 2024)
• Robert Stewart Boag

  IRN RXB16469

  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
• Ronald Esmond Hamilton

  IRN RXH00336

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
• Ross Iain Crawford

  IRN RIC01044

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• Steven Muir

  IRN SXM00951

  • [FCA CF] Client dealing (since 5 Jan 2022)
• Stewart Piotrowicz

  IRN SXP01427

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 3 Jun 2024)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• Struan Robertson Fairbairn

  IRN SRF01064

  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 14 Sep 2022)
  • CF11 Money Laundering Reporting (24 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Jun 2016 to 8 Dec 2019)
  • CF1 Director (24 Jun 2016 to 8 Dec 2019)

No changes recorded yet.