Kerry Johan Thirkell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LPFI Limited

    FRN 741954

    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • SMF3 Executive Director (since 18 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
    • SMF16 Compliance Oversight (since 18 Oct 2022)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
    • CF10 Compliance Oversight (8 Jul 2019 to 4 Nov 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
    • CF10 Compliance Oversight (8 Jul 2019 to 4 Nov 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
    • CF10 Compliance Oversight (8 Jul 2019 to 4 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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