Douglas Nicol Heron

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LPFI Limited (no longer approved here)

    FRN 741954

    • SMF1 Chief Executive (9 Dec 2019 to 2 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 2 Aug 2021)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (9 Apr 2019 to 8 Dec 2019)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • CF29 Significant management (8 Nov 2017 to 31 Dec 2018)
    • CF10a CASS Oversight function (24 Nov 2015 to 31 Dec 2018)
    • CF28 Systems and controls (23 Jun 2015 to 1 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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