Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LPFI Limited
FRN 741954
- SMF3 Executive Director (since 11 Mar 2024)
- [FCA CF] Significant management (since 13 Nov 2023)
- [FCA CF] Client dealing (since 13 Nov 2023)
- [FCA CF] Material risk taker (since 13 Nov 2023)
- [FCA CF] Manager of certification employee (13 Nov 2023 to 11 Mar 2024)
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- [FCA CF] Significant management (2 Oct 2023 to 20 Oct 2023)
- [FCA CF] Client dealing (2 Oct 2023 to 20 Oct 2023)
- [FCA CF] Material risk taker (2 Oct 2023 to 20 Oct 2023)
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- CF27 Investment Management (8 May 2003 to 4 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.