Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LPFI Limited

    FRN 741954

    • SMF3 Executive Director (since 11 Mar 2024)
    • [FCA CF] Significant management (since 13 Nov 2023)
    • [FCA CF] Client dealing (since 13 Nov 2023)
    • [FCA CF] Material risk taker (since 13 Nov 2023)
    • [FCA CF] Manager of certification employee (13 Nov 2023 to 11 Mar 2024)
  • TPT Investment Management Limited (no longer approved here)

    FRN 988881

    • [FCA CF] Significant management (2 Oct 2023 to 20 Oct 2023)
    • [FCA CF] Client dealing (2 Oct 2023 to 20 Oct 2023)
    • [FCA CF] Material risk taker (2 Oct 2023 to 20 Oct 2023)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF27 Investment Management (8 May 2003 to 4 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.