TPT Investment Management Limited

• Principal Place of Business

  First Floor

  4 St Paul’s Churchyard

  London

  EC4M 8AY

  UNITED KINGDOM

  Phone

  +4402076181050

  Web

  https://www.tpt.co.uk

• Complaints Contact

  5th Floor

  3 South Brook Street

  Leeds

  West Yorkshire

  LS10 1FT

  UNITED KINGDOM

  Phone

  +441133942632

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Michael Alastair Dickins

  IRN CXD07860

  • [FCA CF] Material risk taker (since 14 May 2025)
  • [FCA CF] Significant management (since 14 May 2025)
  • [FCA CF] Client dealing (since 19 Dec 2024)
• Clifford Andrew Speed

  IRN CAS01170

  • [FCA CF] Client dealing (19 Oct 2023 to 15 Aug 2024)
  • SMF1 Chief Executive (7 Aug 2023 to 7 Aug 2024)
  • SMF3 Executive Director (7 Aug 2023 to 7 Aug 2024)
• David John Lane

  IRN DXL00456

  • Director of firm who is not a certification employee or a SMF manager (since 7 Aug 2023)
• Dominic Sutton

  IRN DXS00915

  • [FCA CF] Significant management (since 2 Oct 2023)
  • [FCA CF] Material risk taker (since 2 Oct 2023)
• Emma Charlotte Osborne

  IRN ECO01011

  • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2023)
• Emmanuel Philippe Georges Bocquet

  IRN EPB01018

  • [FCA CF] Client dealing (2 Oct 2023 to 20 Oct 2023)
  • [FCA CF] Material risk taker (2 Oct 2023 to 20 Oct 2023)
  • [FCA CF] Significant management (2 Oct 2023 to 20 Oct 2023)
• James Edward Robinson

  IRN JXR00654

  • SMF16 Compliance Oversight (since 7 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2023)
• Martin John Shimell

  IRN MJS01667

  • [FCA CF] Material risk taker (since 1 Aug 2024)
  • [FCA CF] Client dealing (since 1 Aug 2024)
• Michael Warren Balfour

  IRN MWB01046

  • SMF9 Chair of the Governing Body (since 7 Aug 2023)
• Nicholas David Clapp

  IRN NDC01084

  • [FCA CF] Client dealing (since 3 Feb 2025)
  • SMF3 Executive Director (since 4 Sep 2024)
  • SMF1 Chief Executive (since 4 Sep 2024)

No changes recorded yet.