Emma Charlotte Osborne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TPT Investment Management Limited
FRN 988881
- Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2023)
SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- SMF9 Chair of the Governing Body (since 23 Nov 2022)
- Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2022)
BAPTIST INSURANCE COMPANY PLC THE
FRN 202032
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.