Lowes Investment Management Limited

Date authorised
1 April 2013
Companies House
03915106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fernwood House
    Clayton Road
    Newcastle upon Tyne
    Tyne and Wear
    NE2 1TL
    UNITED KINGDOM
    Phone
    +4401912818811
    Web
    https://www.lowesim.co.uk

  • Complaints Contact

    4500 Parkway
    Whiteley
    FAREHAM
    PO15 7AZ
    UNITED KINGDOM
    Phone
    +4401489663700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Douglas Bryan Millward

    IRN DBM01060

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Sep 2025)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
    • CF1 Director (6 Dec 2010 to 15 Apr 2011)
  • Fiona Ann Barras

    IRN FAB00008

    • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Feb 2002)
  • Hugh Donald Imrie

    IRN HDI01002

    • CF2 Non Executive Director (16 Feb 2010 to 5 Jul 2017)
  • Ian Hamilton Lowes

    IRN IHL00003

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Jason Edwards

    IRN JXE00051

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jun 2025)
    • SMF16 Compliance Oversight (since 6 Jun 2025)
    • SMF3 Executive Director (since 6 Jun 2025)
  • Jeremy Hall

    IRN JXH00063

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2025)
    • CF2 Non Executive Director (16 May 2019 to 8 Dec 2019)
  • Joshua Biele

    IRN JXB00429

    • 14. Managing investments
    • [FCA CF] Client dealing (since 30 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
  • Kenneth John Lowes

    IRN KJL00004

    • CF2 Non Executive Director (29 Jan 2013 to 24 Jun 2013)
    • CF1 Director (1 Dec 2001 to 19 Dec 2002)
  • Leonard Henry Gatoff

    IRN LHG01011

    • CF2 Non Executive Director (16 Feb 2010 to 13 Jan 2017)
  • Neil Anthony McLachlan

    IRN NAM00008

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jun 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 May 2004 to 1 Apr 2019)
    • CF11 Money Laundering Reporting (5 May 2004 to 1 Apr 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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