Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.