Neil Anthony McLachlan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF10a CASS Oversight function (16 Feb 2012 to 23 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jun 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Apr 2004 to 1 Apr 2019)
    • CF10 Compliance Oversight (20 Apr 2004 to 1 Apr 2019)
    • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jun 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 May 2004 to 1 Apr 2019)
    • CF11 Money Laundering Reporting (5 May 2004 to 1 Apr 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.