Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Feb 2002)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.