Lowes Investment Management Limited

Date authorised
1 April 2013
Companies House
03915106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fernwood House
    Clayton Road
    Newcastle upon Tyne
    Tyne and Wear
    NE2 1TL
    UNITED KINGDOM
    Phone
    +4401912818811
    Web
    https://www.lowesim.co.uk

  • Complaints Contact

    4500 Parkway
    Whiteley
    FAREHAM
    PO15 7AZ
    UNITED KINGDOM
    Phone
    +4401489663700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Milburn

    IRN PXM00175

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2025)
  • Richard Ian Wheeler

    IRN RDW01060

    • CF21 Investment Adviser (8 Feb 2002 to 20 Mar 2002)
  • Richard Peter Goymer

    IRN RPG00001

    • CF21 Investment Adviser (30 Jan 2002 to 30 Nov 2002)
  • Stephen William Black

    IRN SWB01081

    • Director of firm who is not a certification employee or a SMF manager (14 Jan 2021 to 30 Sep 2022)
  • Susan Elizabeth Nuttall

    IRN SEN00001

    • CF17 Significant Mgt (Other Business Operations) (19 May 2003 to 1 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.