Lothbury Investment Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Runs Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Edwin Jean Eduard De Boeck
IRN EJD01030
- (38)CF1 Director (15 Jul 2004 to 10 Sep 2009)
Elena Melnik
IRN EXM00108
- (5)SMF16 Compliance Oversight (since 4 Aug 2025)
- (6)SMF3 Executive Director (since 30 Jun 2023)
- (72)[FCA CF] Significant management (27 Sep 2021 to 29 Sep 2023)
Erwin Yvo Henri Schoeters
IRN EYS01000
- (7)CF1 Director (11 Sep 2008 to 1 Mar 2009)
Francis Joseph Close
IRN FXC01091
- (24)CF2 Non Executive Director (29 Mar 2007 to 22 Dec 2009)
- (25)CF1 Director (1 Dec 2001 to 29 Mar 2007)
- (23)CF13 Finance (24 Jul 2001 to 28 Feb 2002)
Fumiki Kondo
IRN FXK00100
- (56)Director of firm who is not a certification employee or a SMF manager (13 Nov 2023 to 31 Mar 2026)
Fumiki Kondo
IRN FXK01095
- (30)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
Gavin Rutledge Caldwell
IRN GRC01072
- (1)CF8 Apportionment and Oversight (19 May 2003 to 19 Sep 2003)
- (2)CF3 Chief Executive (7 Jan 2003 to 19 Sep 2003)
- (3)CF1 Director (1 Dec 2001 to 19 Sep 2003)
Gerard Dudley Solan
IRN GDS01085
- (16)CF28 Systems and controls (25 Apr 2008 to 23 Apr 2010)
- (17)CF1 Director (25 Apr 2008 to 23 Apr 2010)
Hadrien Jacomino
IRN HXJ01195
- (32)CF30 Customer (23 Oct 2015 to 14 Aug 2018)
Hamish Cameron Galbraith Marr
IRN HCM01017
- (76)CF2 Non Executive Director (25 Feb 2008 to 14 Jun 2010)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.