Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lothbury Investment Management Limited
FRN 197099
- (5)SMF16 Compliance Oversight (since 4 Aug 2025)
- (6)SMF3 Executive Director (since 30 Jun 2023)
- (72)[FCA CF] Significant management (27 Sep 2021 to 29 Sep 2023)
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- [FCA CF] Significant management (24 Feb 2021 to 7 May 2021)
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- [FCA CF] Significant management (24 Feb 2021 to 11 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF16 Compliance Oversight at Lothbury Investment Management Limited
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controlled function removed: SMF3 Executive Director at Lothbury Investment Management Limited
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controlled function added: (72)[FCA CF] Significant management at Lothbury Investment Management Limited
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controlled function added: (5)SMF16 Compliance Oversight at Lothbury Investment Management Limited
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controlled function added: (6)SMF3 Executive Director at Lothbury Investment Management Limited