Fumiki Kondo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lothbury Investment Management Limited (no longer approved here)
FRN 197099
- (56)Director of firm who is not a certification employee or a SMF manager (13 Nov 2023 to 31 Mar 2026)

Updates to this individual's record on the FCA register.

2 days ago
controlled function removed: Director of firm who is not a certification employee or a SMF manager at Lothbury Investment Management Limited
2 days ago
controlled function added: (56)Director of firm who is not a certification employee or a SMF manager at Lothbury Investment Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.