Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cumberland Building Society
FRN 106074
- SMF10 Chair of the Risk Committee (since 1 Dec 2023)
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- SMF11 Chair of the Audit Committee (4 Jan 2018 to 29 Nov 2019)
- SMF10 Chair of the Risk Committee (4 Jan 2018 to 29 Nov 2019)
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- SMF11 Chair of the Audit Committee (1 Jun 2017 to 13 May 2021)
- SMF10 Chair of the Risk Committee (1 Jun 2017 to 18 Aug 2023)
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- SMF1 Chief Executive (6 Apr 2016 to 1 Dec 2016)
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- (76)CF2 Non Executive Director (25 Feb 2008 to 14 Jun 2010)
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- CF29 Significant management (1 Nov 2007 to 14 Jun 2010)
- CF30 Customer (1 Nov 2007 to 14 Jun 2010)
- CF9 EEA Investment Business Oversight (30 Jun 2006 to 5 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (76)CF2 Non Executive Director at Lothbury Investment Management Limited