London Financial Consultants Limited

• Principal Place of Business

  77 Pasture Road

  Letchworth Garden City

  Hertfordshire

  SG6 3LS

  UNITED KINGDOM

  Phone

  +447985195364

  Web

  https://www.londonfinancialconsultants.co.uk

• Complaints Contact

  77 Pasture Road

  Letchworth Garden City

  Hertfordshire

  SG6 3LS

  UNITED KINGDOM

  Phone

  +447985195364

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ajeet Pal Singh Kundi

  IRN AXK00321

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2022)
• Baljit Cheema

  IRN BXC00357

  • [FCA CF] Functions requiring qualifications (23 Feb 2024 to 30 Jul 2024)
  • [FCA CF] Client dealing (23 Feb 2024 to 30 Jul 2024)
• Jasvinder Singh Ahuja

  IRN JSA01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2022)
  • [FCA CF] Client dealing (since 9 May 2022)
  • [FCA CF] Functions requiring qualifications (since 9 May 2022)
  • Responsible for Insurance Distribution (since 9 May 2022)
  • SMF16 Compliance Oversight (since 9 May 2022)
  • SMF3 Executive Director (since 9 May 2022)
• Kalpesh Lakhani

  IRN KXL00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
  • [FCA CF] Client dealing (since 10 Mar 2023)
• Lewis Daniel Langmead

  IRN LXL00218

  • [FCA CF] Client dealing (19 Mar 2024 to 21 Aug 2024)
  • [FCA CF] Functions requiring qualifications (19 Mar 2024 to 21 Aug 2024)
• Rajesh Pravinkumar Nanavati

  IRN RXN00019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • [FCA CF] Client dealing (since 24 Apr 2023)
• Ribi Sam Varghese

  IRN RSV01013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2022)
  • [FCA CF] Client dealing (since 18 Nov 2022)

No changes recorded yet.