Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2024)
    • CF30 Customer (since 19 Aug 2024)
    • (5)Employed By (since 19 Aug 2024)
  • London Financial Consultants Limited (no longer approved here)

    FRN 966139

    • [FCA CF] Client dealing (23 Feb 2024 to 30 Jul 2024)
    • [FCA CF] Functions requiring qualifications (23 Feb 2024 to 30 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Leam Financial Services

  2. controlled function added: (5)Employed By at Leam Financial Services