Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Oct 2024)
- CF30 Customer (since 19 Aug 2024)
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Leam Financial Services
FRN 191201
- (5)Employed By (since 19 Aug 2024)
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- [FCA CF] Client dealing (23 Feb 2024 to 30 Jul 2024)
- [FCA CF] Functions requiring qualifications (23 Feb 2024 to 30 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Leam Financial Services
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controlled function added: (5)Employed By at Leam Financial Services