Rajesh Pravinkumar Nanavati

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Financial Consultants Limited

    FRN 966139

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 24 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 21 Apr 2023)
    • [FCA CF] Client dealing (19 Dec 2019 to 21 Apr 2023)
    • CF30 Customer (8 Feb 2010 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.