Jasvinder Singh Ahuja

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Financial Consultants Limited

    FRN 966139

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • Responsible for Insurance Distribution (since 9 May 2022)
    • SMF16 Compliance Oversight (since 9 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2022)
    • SMF3 Executive Director (since 9 May 2022)
    • [FCA CF] Client dealing (since 9 May 2022)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 May 2022)
    • CF30 Customer (13 May 2016 to 9 May 2022)
    • CF1 Director (AR) (13 May 2016 to 9 May 2022)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (18 Jul 2011 to 2 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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