Ribi Sam Varghese

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Financial Consultants Limited

    FRN 966139

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2022)
    • [FCA CF] Client dealing (since 18 Nov 2022)
  • UMS ADVISORY LIMITED (no longer approved here)

    FRN 495666

    • SMF1 Chief Executive (22 Feb 2021 to 22 Sep 2022)
  • FEATHERTOUCH LTD (no longer approved here)

    FRN 539701

    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 6 Jun 2023)
    • [FCA CF] Significant management (13 Aug 2020 to 6 Jun 2023)
    • [FCA CF] Client dealing (13 Aug 2020 to 6 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2023)
    • CF1 Director (15 Aug 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Aug 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (15 Aug 2018 to 31 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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