LONDON CAPITAL GROUP LIMITED

• Principal Place of Business

  2nd Floor

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +4402074567020

  Web

  https://www.lcg.com

• Complaints Contact

  2nd Floor

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442074567015

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

• David Alexander Berg

  IRN DXB02375

  • CF30 Customer (10 Feb 2015 to 13 Dec 2015)
• David Francis Worsfold

  IRN DFW01044

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2023)
  • SMF16 Compliance Oversight (since 25 May 2023)
  • SMF1 Chief Executive (since 2 Feb 2023)
  • [FCA CF] CASS oversight function (since 16 Dec 2022)
• David Jacques

  IRN DXJ01112

  • CF26 Customer Trading (15 Dec 2002 to 28 Apr 2003)
• David Neil Sparks

  IRN DNS01039

  • CF10a CASS Oversight function (3 Dec 2013 to 12 Sep 2014)
  • CF1 Director (3 Dec 2013 to 12 Sep 2014)
• David Wynne Fowler

  IRN DWF01026

  • CF30 Customer (19 Jan 2011 to 6 Feb 2012)
• Derek Dave Baker

  IRN DDB01020

  • CF30 Customer (9 Apr 2015 to 21 May 2015)
• Dimitri John Goulandris

  IRN DJG01156

  • CF2 Non Executive Director (6 Oct 2014 to 26 Jul 2018)
• Edward MALCOLM Crocker

  IRN EMC01019

  • CF26 Customer Trading (1 Dec 2001 to 15 Jun 2003)
• Emanuele Rigo

  IRN EXR01253

  • CF30 Customer (11 Nov 2011 to 4 Apr 2012)
• Emma Rochelle Nash

  IRN ERN01004

  • CF26 Customer Trading (29 Jan 2004 to 26 Aug 2005)

• Alexander Ceasar Ali Badr Talei (no longer appointed)

  FRN 609099 · Appointed 22 Oct 2013 · Until 17 Oct 2014

• JD Global Markets Ltd (no longer appointed)

  FRN 522362 · Appointed 16 Apr 2010 · Until 29 Jul 2011

• Tradefair Spreads Limited (no longer appointed)

  FRN 502871 · Appointed 25 Jun 2009 · Until 27 Dec 2012 · Tied agent

• SBFS Limited (no longer appointed)

  FRN 495737 · Appointed 29 Jan 2009 · Until 27 Dec 2012

• Betfair Ltd (no longer appointed)

  FRN 474746 · Appointed 2 Nov 2007 · Until 15 Jun 2009

• Paddy Power Financials Ltd (no longer appointed)

  FRN 469751 · Appointed 2 Jul 2007 · Until 9 Apr 2011

No changes recorded yet.