LONDON CAPITAL GROUP LIMITED

• Principal Place of Business

  2nd Floor

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +4402074567020

  Web

  https://www.lcg.com

• Complaints Contact

  2nd Floor

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442074567015

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

• Emmanuelle Helene Dumont

  IRN EHD01013

  • CF30 Customer (1 Nov 2007 to 4 Oct 2013)
  • CF26 Customer Trading (14 Jun 2006 to 31 Oct 2007)
• Faisal Ahmed

  IRN FXA01054

  • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
• FanFan Li

  IRN LXF01167

  • CF30 Customer (1 Nov 2007 to 13 May 2011)
  • CF26 Customer Trading (16 Feb 2007 to 31 Oct 2007)
• Farbod Mimeh

  IRN FXM01553

  • CF30 Customer (30 Oct 2013 to 7 Sep 2018)
• Frances Rachel Hurley

  IRN FXB14739

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2020)
  • CF11 Money Laundering Reporting (12 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Sep 2019 to 8 Dec 2019)
• Francis David Sherston Chapman

  IRN FDC01005

  • CF2 Non Executive Director (3 Jun 2010 to 22 Feb 2018)
  • CF30 Customer (1 Nov 2007 to 3 Jun 2010)
  • CF27 Investment Management (3 Nov 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (28 Oct 2004 to 31 Oct 2007)
  • CF3 Chief Executive (28 Oct 2004 to 3 Jun 2010)
  • CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
  • CF1 Director (28 Oct 2004 to 3 Jun 2010)
• Francois Jean Gabriel Nembrini

  IRN FJN01007

  • CF1 Director (19 Nov 2014 to 30 Nov 2015)
  • CF30 Customer (19 Nov 2014 to 30 Nov 2015)
• Gareth Peter Richardson

  IRN GPR01030

  • CF30 Customer (13 Apr 2015 to 29 Nov 2019)
• Gavin Brian Foster

  IRN GBF01010

  • CF1 Director (12 Oct 2009 to 15 Sep 2014)
  • CF30 Customer (1 Nov 2007 to 9 Oct 2014)
  • CF26 Customer Trading (4 Apr 2006 to 31 Oct 2007)
• George Mantilas

  IRN GXM01859

  • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2021)
  • CF1 Director (7 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2010 to 8 Dec 2019)

• Alexander Ceasar Ali Badr Talei (no longer appointed)

  FRN 609099 · Appointed 22 Oct 2013 · Until 17 Oct 2014

• JD Global Markets Ltd (no longer appointed)

  FRN 522362 · Appointed 16 Apr 2010 · Until 29 Jul 2011

• Tradefair Spreads Limited (no longer appointed)

  FRN 502871 · Appointed 25 Jun 2009 · Until 27 Dec 2012 · Tied agent

• SBFS Limited (no longer appointed)

  FRN 495737 · Appointed 29 Jan 2009 · Until 27 Dec 2012

• Betfair Ltd (no longer appointed)

  FRN 474746 · Appointed 2 Nov 2007 · Until 15 Jun 2009

• Paddy Power Financials Ltd (no longer appointed)

  FRN 469751 · Appointed 2 Jul 2007 · Until 9 Apr 2011

No changes recorded yet.