Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF30 Customer (14 Mar 2016 to 8 May 2017)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF2 Non Executive Director (3 Jun 2010 to 22 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 3 Jun 2010)
    • CF27 Investment Management (3 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (28 Oct 2004 to 3 Jun 2010)
    • CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (28 Oct 2004 to 31 Oct 2007)
    • CF1 Director (28 Oct 2004 to 3 Jun 2010)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (7 Nov 2003 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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