Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (14 Mar 2016 to 8 May 2017)
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- CF2 Non Executive Director (3 Jun 2010 to 22 Feb 2018)
- CF30 Customer (1 Nov 2007 to 3 Jun 2010)
- CF27 Investment Management (3 Nov 2006 to 31 Oct 2007)
- CF3 Chief Executive (28 Oct 2004 to 3 Jun 2010)
- CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (28 Oct 2004 to 31 Oct 2007)
- CF1 Director (28 Oct 2004 to 3 Jun 2010)
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- CF21 Investment Adviser (7 Nov 2003 to 25 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.